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17 Apr 2012, 1:43 pm
(RPAI) suffered huge losses after the real estate investment trust’s IPO opened with an $8 offering price. [read post]
7 Jul 2010, 7:55 am by Helen Fu
Earlier this spring, Public Engines, Inc. sued ReportSee, Inc. in federal district court in Utah. [read post]
7 Jul 2010, 7:55 am by Helen Fu
Earlier this spring, Public Engines, Inc. sued ReportSee, Inc. [read post]
20 Apr 2021, 4:27 am by Rob Robinson
This investment and our continued, rapid growth is further validation of our vision for a simple, open, and unified data protection and management platform. [read post]
1 Oct 2018, 6:27 am
A recent settlement with Ameriprise Financial Services Inc., a registered investment adviser and broker dealer, suggests that the Commission isn’t inclined to look the other way when a technology failure goes undetected. [read post]
29 Sep 2015, 5:00 am by Doug Cornelius
Donohue   HOW: This event is open to the public on a first come, first served basis, and will be available to watch via webcast on www.sec.gov. [read post]
20 Sep 2015, 9:41 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) barred (FINRA AWC No. 20150454876-01) former PFS Investments, Inc. [read post]
29 Jan 2015, 3:14 pm
In yesterday's judgments in Cases T-59/14 ‘INVESTING FOR A NEW WORLD’ and T-609/13 ‘SO WHAT DO I DO WITH MY MONEY’ the General Court of the European Union reviewed the EU case-law on slogan marks, rejecting the appeal of the US-based corporation Blackrock Inc., on the basis that its Community trade mark (CTM) applications were devoid of distinctive character according to Article 7(1)(b) of Regulation 207/2009. [read post]
6 Feb 2015, 11:19 am by Dan Hepburn
Top Line Industries Inc., 1995 BCCA 2305 (“Top Line”) resulted in the enactment of section 73.1, which modified the effect of section 73. [read post]
12 Dec 2009, 6:13 am by John J. Burke
The public debate over these cases and a new law, however, was not one-sided and the Administration convinced Congress to balance national security concerns with the need for the United States to remain open to foreign investment. [read post]
19 Nov 2014, 6:54 am by Adam Weinstein
Thus, the solution the industry devised was to deprive the investing public of disclosure of fund holdings. [read post]